RegMaven is looking for industry experts in Broker-Dealer Compliance, RIA Compliance and industry business consulting. The rules and best practices are subject to continuous change and we need to keep abreast by broadening the skill set our team offers to clients.
RegMaven aspires to have the best of breed consultants affiliated with the firm. No matter what your expertise: administrative, operations, FINRA, SEC or State compliance – please contact us to learn more about our company and how we can work together – as an independent contractor or team player.
