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SEC Links

 

http://www.sec.gov/news/digest.shtml

The SEC News Digest provides daily information on recent Commission actions, including enforcement proceedings, rule filings, policy statements, and upcoming Commission meetings.

 

http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Investment Adviser Public Disclosure (IAPD) provides information about current and certain former Investment Adviser Representatives, Investment Adviser firms registered with the SEC and/or state securities regulators, and Exempt Reporting Advisers that file reports with the SEC and/or state securities regulators. IAPD also provides links to FINRA’s BrokerCheck system which contains information about Brokerage firms and Registered Representatives of Brokerage firms.

 

http://www.sec.gov/divisions/corpfin/cf-noaction.shtml#chron
Chronological List of No-Action Letters

 

http://www.sec.gov/rules/proposed.shtml 
We encourage the public to submit comments on the following proposed rules during the comment period.

 

http://www.sec.gov/rules/final.shtml 
Final rules currently available
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