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Regulatory Maven and AdvisorAdit Announce Partnership

LONDONDERRY, NH: Regulatory Maven, a compliance and business consulting firm serving SEC and state-registered investment advisor (RIA) firms as well as FINRA-registered broker-dealer firms, recently announced a strategic partnership with AdvisorAdit to offer an industry-first on demand information delivery service.

Registered Investment Advisors (RIAs) subscribing to Regulatory Maven’s online compliance service will soon be able to use AdvisorAdit to access any Regulatory Maven content on demand with full reporting and archiving capabilities. By leveraging AdvisorAdit’s cloud-based service and advisor-centric taxonomy, advisors can access this critical information anytime, anywhere and with any leading device.

“Regulatory Maven is committed to helping advisors understand not just what they need to know but how to comply with changing regulations within the context of their businesses,” said Dennis McCarron, CEO and co-founder of Regulatory Maven. McCarron added, “We help advisors integrate compliance into their daily activities and work flows; therefore we felt the opportunity to leverage AdvisorAdit to deliver our expertise “on demand” could greatly differentiates us in today’s competitive environment.”

Martha Gallagher, Managing Partner and co-founder of AdvisorAdit said, “With Regulatory Maven’s commitment to delivering content to advisors when they need it most, it was easy to see that AdvisorAdit and Regulatory Maven had a strong incentive to work together and deliver true innovation to our shared client bases.” Regulatory Maven clients are invited to use all of AdvisorAdit’s features and connect with its growing base of sponsors and providers in the advisory community. Other AdvisorAdit clients will benefit from accessing vital and valuable compliance insights through Regulatory Maven’s compelling white papers. This service is expected to commence in the third quarter, 2013.

About Regulatory Maven

Regulatory Maven, Inc. was founded in May 2013 by Dennis McCarron and Steve Kenda. The company is located in Londonderry, New Hampshire, and provides a complete suite of securities compliance services to Broker-Dealer and Registered Investment Advisor firms including compliance consulting and testing. Regulatory Maven delivers distinctive expertise and exemplary results. For additional information about Regulatory Maven please visit or call 603.965.7791.

About AdvisorAdit

AdvisorAdit LLC serves the growing Registered Investment Adviser (RIA) and independent advisor community by bringing advisors and providers together through an exclusive, confidential channel where advisors can easily access and curate valued provider content along with their own to more effectively manage their businesses. In addition, sponsors and other providers can acquire and retain more substantial client relationships by delivering content to advisors when they need it most, while gaining valuable insight into their practices.

Learn more about AdvisorAdit visit or call 781-279-0898

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